Personnel Hong Kong SFC License Details (ID 94244)

Personnel Hong Kong SFC License Details (ID 94244)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2009-07-31	2012-08-01
	Rep	Dealing in futures contracts	2009-07-31	2012-08-01
	Rep	Dealing in securities	2009-06-10	2012-08-01
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2005-05-25	2009-04-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-05-25	2009-04-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2004-03-01	2005-05-06
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	-	2003-08-09
	Rep	Advising on securities	-	2003-08-09
	Rep	Asset management	-	2003-08-09
	Rep	Providing automated trading services	-	2003-09-19
	Rep	Dealing in securities	-	2004-02-03