| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| TCW ASIA LIMITED | RO | Asset management | 2022-10-06 | - |
| RO | Dealing in securities | 2020-04-14 | - | |
| Rep | Dealing in securities | 2020-03-11 | 2020-04-14 | |
| BNY Mellon Investment Management Hong Kong Limited | RO | Advising on securities | 2015-04-20 | 2019-11-22 |
| RO | Asset management | 2015-04-20 | 2019-11-22 | |
| RO | Dealing in securities | 2015-04-20 | 2019-11-22 | |
| Rep | Advising on securities | 2014-12-03 | 2015-04-20 | |
| Rep | Asset management | 2014-12-03 | 2015-04-20 | |
| Rep | Dealing in securities | 2014-12-03 | 2015-04-20 | |
| SG SECURITIES (HK) LIMITED | RO | Advising on securities | 2014-07-16 | 2014-11-25 |
| RO | Asset management | 2014-07-16 | 2014-11-25 | |
| RO | Dealing in securities | 2014-07-16 | 2014-11-25 | |
| Rep | Asset management | 2014-04-25 | 2014-07-16 | |
| Rep | Advising on securities | 2011-09-02 | 2014-07-16 | |
| Rep | Dealing in securities | 2011-09-02 | 2014-07-16 | |
| JUPITER ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Rep | Advising on securities | 2003-04-01 | 2008-08-31 |
| Rep | Dealing in securities | 2003-04-01 | 2008-08-31 |
No HKMA registrations in the collected records.