Personnel SFC Licences and HKMA Registrations (ID 94269)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALL VIEW MANAGEMENT LIMITED	RO	Advising on securities	2016-03-24	-
	RO	Asset management	2016-03-24	-
JT CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2014-11-07	2015-02-03
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2009-07-29	2014-08-12
	Rep	Asset management	2009-07-29	2014-08-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.