Personnel SFC Licences and HKMA Registrations (ID 94273)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2022-10-31	-
Polymer Capital Management (HK) Limited	Rep	Asset management	2020-06-05	2022-05-02
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Asset management	2019-06-13	2020-06-05
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2017-03-08	2019-05-31
	Rep	Asset management	2017-03-08	2019-05-31
Shinhan Asset Management (Hong Kong) Limited	Rep	Advising on securities	2014-04-07	2017-01-31
	Rep	Asset management	2014-04-07	2017-01-31
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2009-12-16	2014-03-18
	Rep	Asset management	2009-12-16	2014-03-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.