| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2022-09-06 | - |
| RO | Dealing in securities | 2022-09-06 | - |
| Rep | Advising on corporate finance | 2022-08-29 | 2022-09-06 |
| Rep | Dealing in securities | 2022-08-29 | 2022-09-06 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | Advising on corporate finance | 2009-09-23 | 2022-04-30 |
| RO | Advising on securities | 2009-09-23 | 2022-04-30 |
| RO | Dealing in securities | 2009-09-23 | 2022-04-30 |
| Rep | Advising on securities | 2009-07-06 | 2009-09-23 |
| Rep | Advising on corporate finance | 2009-06-05 | 2009-09-23 |
| Rep | Dealing in securities | 2009-06-05 | 2009-09-23 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-05-28 | 2009-02-10 |
| Rep | Dealing in securities | 2007-05-28 | 2009-02-10 |
| Shang International Finance Limited | Rep | Advising on corporate finance | 2004-10-04 | 2007-05-12 |
| Rep | Advising on securities | 2004-10-04 | 2007-05-12 |
| Rep | Dealing in securities | 2004-10-04 | 2007-05-12 |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Asset management | 2003-04-01 | 2004-01-08 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-09-13 |
| Rep | Advising on securities | 2003-04-01 | 2004-09-13 |