Personnel Hong Kong SFC License Details (ID 94276)

Personnel Hong Kong SFC License Details (ID 94276)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSTON CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2014-05-23	2023-05-07
KINGSTON SECURITIES LIMITED	RO	Dealing in securities	2014-05-23	2023-05-07
KINGSTON CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2014-03-31	2014-05-23
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2014-03-31	2014-05-23
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	RO	Advising on corporate finance	2006-10-13	2014-03-17
	RO	Advising on securities	2006-10-13	2014-03-17
	RO	Dealing in securities	2006-10-13	2014-03-17
	Rep	Advising on corporate finance	2006-08-22	2006-10-13
AURORA ASIA LIMITED	RO	Advising on corporate finance	2004-05-21	2006-05-21