| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FORTUNE (HK) SECURITIES LIMITED | RO | Dealing in securities | 2026-07-30 | - |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2026-07-30 | - |
| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2026-03-18 | 2026-07-30 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2026-03-18 | 2026-07-30 |
| CMB International Capital Limited | RO | Advising on corporate finance | 2015-07-31 | 2025-09-26 |
| RO | Dealing in securities | 2015-07-31 | 2025-09-26 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Advising on corporate finance | 2014-04-28 | 2015-07-13 |
| RO | Dealing in securities | 2014-04-28 | 2015-07-13 | |
| Rep | Advising on corporate finance | 2014-02-26 | 2014-04-28 | |
| Rep | Dealing in securities | 2014-02-26 | 2014-04-28 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | Advising on corporate finance | 2011-06-20 | 2014-02-12 |
| RO | Advising on securities | 2011-06-20 | 2014-02-12 | |
| RO | Dealing in securities | 2011-06-20 | 2014-02-12 | |
| Rep | Advising on corporate finance | 2011-05-03 | 2011-06-20 | |
| Rep | Advising on securities | 2011-05-03 | 2011-06-20 | |
| Rep | Dealing in securities | 2011-05-03 | 2011-06-20 | |
| Templewater Hong Kong Limited | RO | Advising on corporate finance | 2010-11-08 | 2011-02-28 |
| RO | Advising on securities | 2010-11-08 | 2011-02-28 | |
| RO | Dealing in securities | 2010-11-08 | 2011-02-28 | |
| Rep | Advising on corporate finance | 2007-05-22 | 2010-11-08 | |
| Rep | Advising on securities | 2007-05-22 | 2010-11-08 | |
| AMS CAPITAL LIMITED (d2012-07-13) | Rep | Asset management | 2003-04-01 | 2004-02-18 |
| Rep | Advising on corporate finance | 2003-04-01 | 2007-04-30 | |
| Rep | Advising on securities | 2003-04-01 | 2007-04-30 |
No HKMA registrations in the collected records.