Personnel Hong Kong SFC License Details (ID 94282)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2026-05-05	-
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2026-05-05	-
ORIENT CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2026-01-27	2026-05-05
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2026-01-27	2026-05-05
ALTUS CAPITAL LIMITED	RO	Advising on corporate finance	2024-02-08	2025-11-25
ALTUS INVESTMENTS LIMITED (HK)	RO	Dealing in securities	2024-02-08	2025-11-25
ALTUS CAPITAL LIMITED	Rep	Advising on corporate finance	2023-12-20	2024-02-08
ALTUS INVESTMENTS LIMITED (HK)	Rep	Dealing in securities	2023-12-20	2024-02-08
Soochow Securities International Brokerage Limited	RO	Dealing in securities	2019-06-10	2023-04-17
Soochow Securities International Capital Limited	RO	Advising on corporate finance	2019-06-10	2023-04-17
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2019-05-02	2019-06-10
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2019-05-02	2019-06-10
CHINA EVERBRIGHT CAPITAL LIMITED	RO	Advising on corporate finance	2017-07-27	2019-04-14
	RO	Advising on securities	2017-07-27	2019-04-14
	RO	Dealing in securities	2017-07-27	2019-04-14
	Rep	Advising on corporate finance	2017-06-15	2017-07-27
	Rep	Advising on securities	2017-06-15	2017-07-27
	Rep	Dealing in securities	2017-06-15	2017-07-27
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	RO	Advising on corporate finance	2015-09-21	2017-05-20
	RO	Advising on securities	2015-09-21	2017-05-20
	RO	Dealing in securities	2015-09-21	2017-05-20
	Rep	Advising on corporate finance	2011-08-03	2015-09-21
	Rep	Advising on securities	2011-08-03	2015-09-21
	Rep	Dealing in securities	2011-08-03	2015-09-21
ALTUS CAPITAL LIMITED	Rep	Advising on corporate finance	2009-11-12	2011-07-30
	Rep	Advising on securities	2009-11-12	2011-07-30
	Rep	Asset management	2009-11-12	2011-07-30
ALTUS INVESTMENTS LIMITED (HK)	Rep	Dealing in securities	2009-11-12	2011-07-30