Personnel Hong Kong SFC License Details (ID 94290)

Personnel Hong Kong SFC License Details (ID 94290)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2014-08-28	2016-01-15
	Rep	Dealing in securities	2014-08-28	2016-01-15
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2011-08-29	2012-10-19
	Rep	Advising on securities	2011-08-29	2012-10-19
	Rep	Dealing in securities	2011-08-29	2012-10-19
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-06-21	2008-11-13
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2007-06-21	2008-11-13