| SINO WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2015-03-06 | 2016-06-03 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2014-04-22 | 2014-09-24 |
| Rep | Advising on securities | 2014-04-22 | 2014-09-24 |
| Rep | Dealing in securities | 2014-04-22 | 2014-09-24 |
| CLC International Limited | Rep | Dealing in securities | 2014-01-30 | 2014-03-29 |
| Rep | Advising on corporate finance | 2013-01-08 | 2014-03-29 |
| Optima Capital Limited | Rep | Advising on corporate finance | 2011-10-19 | 2012-12-31 |
| Rep | Dealing in securities | 2011-10-19 | 2012-12-31 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2010-07-30 | 2011-10-04 |
| Rep | Advising on securities | 2010-07-30 | 2011-10-04 |
| Rep | Dealing in securities | 2010-07-30 | 2011-10-04 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Dealing in securities | 2010-03-03 | 2010-07-16 |
| Rep | Advising on corporate finance | 2010-01-12 | 2010-07-16 |
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-02-15 | 2009-10-28 |
| Rep | Dealing in securities | 2007-02-15 | 2009-10-28 |