Personnel Hong Kong SFC License Details (ID 94329)

Personnel Hong Kong SFC License Details (ID 94329)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2004-05-12	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-05-12	-
KAISER FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-05-16
	Rep	Asset management	2003-04-01	2003-05-16
	Rep	Dealing in futures contracts	2003-04-01	2003-09-22
KAISER SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-16
	Rep	Advising on securities	2003-04-01	2003-05-16
	Rep	Asset management	2003-04-01	2003-05-16
	Rep	Dealing in securities	2003-04-01	2003-05-16