Personnel Hong Kong SFC License Details (ID 94343)

Personnel Hong Kong SFC License Details (ID 94343)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Asset management	2016-03-07	2018-07-06
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2005-05-24	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-05-24	-
REXCAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-06-05	2005-05-23
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-06-05	2005-05-23
CELESTIAL COMMODITIES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-04-29
	Rep	Asset management	2003-04-01	2003-04-29
	Rep	Providing automated trading services	2003-04-01	2003-04-29
	Rep	Dealing in futures contracts	2003-04-01	2003-04-29
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2003-04-29
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-04-29
	Rep	Advising on securities	2003-04-01	2003-04-29
	Rep	Asset management	2003-04-01	2003-04-29
	Rep	Providing automated trading services	2003-04-01	2003-04-29
	Rep	Dealing in securities	2003-04-01	2003-04-29