Personnel Hong Kong SFC License Details (ID 94458)

Personnel Hong Kong SFC License Details (ID 94458)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2023-12-19	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2023-12-19	-
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2022-12-28	2023-11-23
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2022-12-28	2023-11-23
Quam Securities Limited	Rep	Dealing in futures contracts	2020-01-15	2022-09-07
	Rep	Dealing in securities	2020-01-15	2022-09-07
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2008-09-01	2019-12-27
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2006-07-13	2019-12-27