Personnel SFC Licences and HKMA Registrations (ID 94474)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-08-19	-
	Rep	Asset management	2015-08-19	-
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2008-07-14	2015-08-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.