Personnel Hong Kong SFC License Details (ID 94554)

Personnel Hong Kong SFC License Details (ID 94554)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DT Securities & Futures Co. Limited	RO	Dealing in futures contracts	2022-10-27	-
	Rep	Dealing in futures contracts	2019-06-20	2022-10-27
	RO	Dealing in securities	2018-11-01	-
Funde Securities Limited	RO	Dealing in securities	2017-02-14	2018-02-12
GETTA SECURITIES LIMITED	RO	Dealing in securities	2016-04-06	2017-01-16
	Rep	Dealing in securities	2013-08-16	2016-04-06
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-01-28	2013-07-31
GETTA SECURITIES LIMITED	Rep	Dealing in securities	2005-01-06	2010-01-26