Personnel Hong Kong SFC License Details (ID 94590)

Personnel Hong Kong SFC License Details (ID 94590)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bright Fund Management Limited	Rep	Asset management	2011-04-11	2021-02-05
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-01-28	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2011-01-28	-
	Rep	Dealing in securities	2011-01-28	-
FT Securities Limited	Rep	Advising on futures contracts	2005-09-30	2009-05-16
	Rep	Dealing in futures contracts	2005-09-30	2009-05-16
	Rep	Dealing in securities	2005-06-16	2009-05-16
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-06-16	2005-10-04