| BITFIRE ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Dealing in securities | 2024-07-31 | 2025-05-07 |
| Rep | Advising on securities | 2024-04-18 | 2025-05-07 |
| Rep | Asset management | 2024-04-18 | 2025-05-07 |
| SINOFIDES SECURITIES LIMITED | RO | Advising on securities | 2022-12-12 | 2023-06-30 |
| RO | Dealing in securities | 2022-12-12 | 2023-06-30 |
| INTEGRITY CONSTRUCTION & DEVELOPMENT SECURITIES GROUP LIMITED | RO | Advising on securities | 2021-12-22 | 2022-11-17 |
| RO | Dealing in securities | 2021-12-22 | 2022-11-17 |
| Rep | Dealing in securities | 2021-12-17 | 2021-12-22 |
| KINGSTONE INTERNATIONAL ADVISORS LIMITED | Rep | Dealing in securities | 2021-05-06 | 2021-06-28 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2020-08-05 | 2021-04-22 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2017-10-03 | 2020-07-21 |
| Rep | Dealing in securities | 2017-10-03 | 2020-07-21 |
| Rep | Advising on securities | 2013-01-18 | 2017-10-02 |
| Rep | Dealing in securities | 2013-01-18 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-18 | 2020-07-21 |
| Bright Fund Management Limited | Rep | Asset management | 2011-07-18 | 2012-06-01 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-06-11 | 2012-06-01 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-06-16 | 2012-06-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-06-05 | 2012-06-01 |
| Rep | Dealing in securities | 2005-03-18 | 2008-01-01 |