| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2022-06-02 | 2026-08-31 |
| RO | Asset management | 2022-06-02 | 2026-08-31 |
| SKYVAST SECURITIES LIMITED | RO | Advising on securities | 2020-06-30 | 2020-10-30 |
| SKYVAST ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-06-18 | 2020-10-30 |
| SKYVAST SECURITIES LIMITED | RO | Dealing in securities | 2019-11-22 | 2020-10-30 |
| SKYVAST ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-09-24 | 2020-10-30 |
| Rep | Asset management | 2019-08-26 | 2019-09-24 |
| Sun Growth Asset Management Limited | RO | Advising on securities | 2018-07-25 | 2019-07-29 |
| RO | Asset management | 2018-07-25 | 2019-07-29 |
| SUN GROWTH SECURITIES LIMITED | RO | Dealing in securities | 2017-12-22 | 2019-07-29 |
| Rep | Dealing in securities | 2017-10-11 | 2017-12-22 |
| SKYVAST ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-10-30 | 2017-07-20 |
| SKYVAST SECURITIES LIMITED | RO | Dealing in futures contracts | 2015-08-26 | 2017-07-20 |
| RO | Dealing in securities | 2015-08-26 | 2017-07-20 |
| DELTA ASIA SECURITIES LIMITED | RO | Leveraged foreign exchange trading | 2013-02-28 | 2015-08-06 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | RO | Advising on futures contracts | 2012-09-14 | 2015-08-06 |
| RO | Dealing in futures contracts | 2012-09-14 | 2015-08-06 |
| DELTA ASIA SECURITIES LIMITED | RO | Advising on securities | 2012-09-14 | 2015-08-06 |
| RO | Dealing in securities | 2012-09-14 | 2015-08-06 |
| Delta Asia Wealth Management Limited | RO | Advising on securities | 2012-08-01 | 2015-08-06 |
| RO | Asset management | 2012-08-01 | 2015-08-06 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-07-04 | 2012-09-14 |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2012-07-04 | 2012-09-14 |
| Rep | Dealing in securities | 2012-07-04 | 2012-09-14 |
| Rep | Leveraged foreign exchange trading | 2012-07-04 | 2013-02-28 |
| Delta Asia Wealth Management Limited | Rep | Asset management | 2012-07-04 | 2012-08-01 |
| Bright Fund Management Limited | Rep | Asset management | 2011-08-01 | 2012-06-21 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-03-03 | 2012-06-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2008-07-17 | 2012-06-21 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-05-13 | 2012-06-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-03-25 | 2012-06-21 |
| PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2003-04-01 | 2008-02-22 |
| Rep | Asset management | 2003-04-01 | 2008-02-22 |