| FDB Asset Management Limited | RO | Advising on securities | 2023-06-12 | - |
| RO | Asset management | 2023-06-12 | - |
| JW CAPITAL SECURITIES LIMITED | RO | Advising on securities | 2021-03-05 | 2024-12-20 |
| RO | Asset management | 2021-03-05 | 2024-12-20 |
| South China Futures Investment Limited | RO | Dealing in futures contracts | 2019-08-01 | 2020-05-20 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Advising on securities | 2019-06-17 | 2020-05-20 |
| RO | Asset management | 2019-06-17 | 2020-05-20 |
| EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2019-06-17 | 2020-05-20 |
| South China Futures Investment Limited | Rep | Dealing in futures contracts | 2019-06-17 | 2019-08-01 |
| South China Investment Management Limited | RO | Asset management | 2018-03-09 | 2019-06-10 |
| SOUTH CHINA RESEARCH LIMITED | RO | Advising on securities | 2017-09-11 | 2019-06-10 |
| SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2017-09-11 | 2019-06-10 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2019-06-10 |
| South China Investment Management Limited | Rep | Asset management | 2016-11-21 | 2018-03-09 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-09-01 | 2017-09-11 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Asset management | 2014-07-09 | 2016-05-31 |
| Rep | Dealing in securities | 2014-07-09 | 2016-05-31 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2013-07-29 | 2014-06-13 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2013-07-29 | 2014-06-13 |
| Bright Fund Management Limited | Rep | Asset management | 2011-06-03 | 2013-07-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-11-29 | 2013-07-07 |
| PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2006-04-04 | 2007-04-01 |