Personnel Hong Kong SFC License Details (ID 94603)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VC BROKERAGE LIMITED	RO	Dealing in securities	2020-06-18	-
VC FUTURES LIMITED	Rep	Dealing in futures contracts	2018-10-12	2022-10-24
VC BROKERAGE LIMITED	Rep	Dealing in securities	2017-11-23	2020-06-18
FT Securities Limited	Rep	Asset management	2011-12-22	2012-06-27
	Rep	Dealing in futures contracts	2011-12-22	2012-06-27
	Rep	Dealing in securities	2011-12-22	2017-07-01
Bright Fund Management Limited	Rep	Asset management	2011-03-10	2011-12-19
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2010-01-18	2011-12-19
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2010-01-18	2011-12-19
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-01-18	2011-12-19
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-08-19	2010-01-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-08-19	2010-01-04
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2008-11-12	2009-08-07
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2008-11-12	2009-08-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2008-11-12	2009-08-07
Well Link International Securities Limited	Rep	Dealing in futures contracts	2006-03-21	2007-05-17
WINWIN SECURITIES LIMITED	Rep	Dealing in securities	2006-03-21	2007-05-17
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2005-03-07	2007-05-17
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2005-03-07	2007-05-17
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2005-02-02	2007-05-17
BOCOM International Holdings Company Limited	Rep	Providing automated trading services	2003-04-01	2003-09-08
	Rep	Advising on corporate finance	2003-04-01	2004-04-27
	Rep	Advising on securities	2003-04-01	2004-04-27
	Rep	Asset management	2003-04-01	2004-04-27
	Rep	Dealing in securities	2003-04-01	2005-01-26