Personnel Hong Kong SFC License Details (ID 94604)

Personnel Hong Kong SFC License Details (ID 94604)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bright Fund Management Limited	Rep	Asset management	2011-07-18	2023-08-31
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2010-02-09	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-05-23	-
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2007-08-28	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-04-01	-
	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2003-11-17
	Rep	Advising on securities	2003-04-01	2003-11-17
	Rep	Asset management	2003-04-01	2003-11-17