Webb-site Legacy

Wo, Ki 鄔奇

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Advising on securities	2026-08-03	-
	RO	Dealing in securities	2026-08-03	-
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2021-04-12	2026-08-02
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Advising on securities	2017-11-21	2026-08-02
	Rep	Advising on securities	2015-04-02	2017-11-21
HSBC BROKING FOREX (ASIA) LIMITED	RO	Leveraged foreign exchange trading	2014-07-29	-
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2014-07-29	-
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2014-07-29	2026-08-02
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2014-07-29	2017-07-16
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2014-07-04	2014-07-29
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-07-04	2014-07-29
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2014-07-04	2014-07-29
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-07-04	2014-07-29
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2011-08-08	2014-06-12
Everbright Securities Digital Finance (HK) Limited	RO	Dealing in securities	2011-08-08	2014-06-12
Bright Fund Management Limited	Rep	Asset management	2011-05-19	2014-06-12
Everbright Securities Investment Services (HK) Limited	RO	Advising on securities	2010-09-01	2014-06-12
CES Commodities (HK) Limited	RO	Dealing in futures contracts	2005-07-28	2014-06-12
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2005-07-28	2010-09-01
	RO	Dealing in securities	2005-07-28	2014-06-12
Bright Fund Management Limited	Rep	Advising on corporate finance	2003-04-01	2003-11-26
	Rep	Asset management	2003-04-01	2003-11-26
	Rep	Advising on securities	2003-04-01	2005-07-28
	Rep	Dealing in securities	2003-04-01	2005-07-28
CES Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2003-11-26
	Rep	Asset management	2003-04-01	2003-11-26
	Rep	Dealing in futures contracts	2003-04-01	2005-07-28
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2003-11-26
	Rep	Advising on securities	2003-04-01	2003-11-26
	Rep	Asset management	2003-04-01	2003-11-26
	Rep	Dealing in securities	2003-04-01	2005-07-28
SUN TAI CHEUNG CREDITS LIMITED	RO	Securities margin financing	2003-04-01	2004-10-21