Woo, Siu Mui 胡少梅

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Investment Services (HK) Limited	Rep	Asset management	2023-12-12	-
Everbright Securities Digital Finance (HK) Limited	RO	Dealing in securities	2021-12-17	-
	Rep	Dealing in securities	2020-06-11	2021-12-17
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-09-27	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	RO	Dealing in futures contracts	2018-05-25	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Dealing in securities	2018-05-25	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2017-12-05	2018-05-25
	Rep	Leveraged foreign exchange trading	2017-12-05	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2017-12-05	2018-05-25
CES Commodities (HK) Limited	RO	Dealing in futures contracts	2017-09-21	-
Bright Fund Management Limited	Rep	Asset management	2011-03-10	2023-08-31
CES Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in futures contracts	2003-04-01	2017-09-21
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2003-04-01	-
Everbright Securities Digital Finance (HK) Limited	Rep	Advising on corporate finance	2003-04-01	2003-12-30
	Rep	Advising on securities	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Providing automated trading services	2003-04-01	2003-12-30
	Rep	Dealing in securities	2003-04-01	2006-03-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-04-01	-
	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2003-12-30
	Rep	Advising on securities	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.