Personnel Hong Kong SFC License Details (ID 94625)

Personnel Hong Kong SFC License Details (ID 94625)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hash Blockchain Limited	Rep	Providing automated trading services	2025-10-17	2026-08-30
	Rep	Dealing in securities	2025-09-18	2026-08-30
Marlin Capital Limited	RO	Advising on securities	2024-10-23	2025-05-20
	RO	Dealing in securities	2024-10-23	2025-05-20
	Rep	Advising on securities	2024-05-21	2024-10-23
	Rep	Dealing in securities	2024-05-21	2024-10-23
	Rep	Asset management	2024-05-21	2025-05-20
SINOMAX SECURITIES LIMITED	Rep	Dealing in securities	2021-01-04	2022-07-11
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2017-11-08	2020-09-01
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2011-05-23	2012-01-30
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-04-11	2012-01-30
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2011-01-20	2012-01-30
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-01-20	2012-01-30
Success Futures and Foreign Exchange Limited	Rep	Leveraged foreign exchange trading	2010-06-21	2010-10-30
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2008-02-19	2008-04-04