Personnel Hong Kong SFC License Details (ID 94626)

Personnel Hong Kong SFC License Details (ID 94626)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QL Asset Management Company Limited	Rep	Advising on securities	2015-07-16	2017-12-26
	Rep	Asset management	2015-07-16	2017-12-26
	Rep	Dealing in securities	2015-07-16	2017-12-26
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-05-04	2012-01-09
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2011-05-04	2012-01-09
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-05-04	2012-01-09
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2011-02-14	2011-04-13
	Rep	Dealing in securities	2011-02-14	2011-04-13