Personnel Hong Kong SFC License Details (ID 94631)

Personnel Hong Kong SFC License Details (ID 94631)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	RO	Dealing in futures contracts	2017-12-22	2025-06-25
Everbright Securities Investment Services (HK) Limited	RO	Dealing in securities	2017-09-07	2025-06-25
Bright Fund Management Limited	Rep	Asset management	2012-01-27	2023-08-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-12-31	2017-12-22
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-12-31	2025-06-25
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2008-12-31	2013-09-04
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2008-05-06	2025-06-25
	Rep	Dealing in securities	2007-10-04	2017-09-07
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Advising on securities	2006-03-20	2007-09-03
	Rep	Dealing in securities	2006-03-20	2007-09-03
iBest Consultants Limited	Rep	Advising on securities	2003-10-13	2004-06-09
	Rep	Asset management	2003-10-13	2004-06-09