Personnel Hong Kong SFC License Details (ID 94643)

Personnel Hong Kong SFC License Details (ID 94643)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2017-11-24	2019-11-01
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-11-24	2019-11-01
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2010-05-27	2014-07-03
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2010-01-05	2014-07-03
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2010-01-05	2014-07-03
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-01-05	2014-07-03
Funderstone Futures Limited	Rep	Dealing in futures contracts	2009-04-24	2009-10-15
Funderstone Securities Limited	Rep	Dealing in securities	2009-04-24	2009-10-15