| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Esperanza Fintech (Securities) Limited | RO | Advising on securities | 2026-05-11 | - |
| RO | Asset management | 2026-05-11 | - | |
| Rep | Advising on securities | 2026-03-25 | 2026-05-11 | |
| Rep | Asset management | 2026-03-25 | 2026-05-11 | |
| Victoria International Asset Management Limited | Rep | Advising on securities | 2025-03-06 | 2026-03-23 |
| Rep | Asset management | 2025-03-06 | 2026-03-23 | |
| Alpha Asset Management (HK) Limited | Rep | Advising on securities | 2024-05-03 | 2025-01-22 |
| Rep | Asset management | 2024-05-03 | 2025-01-22 | |
| FBG Global Assets Limited | Rep | Advising on securities | 2023-12-20 | 2024-04-16 |
| Rep | Asset management | 2023-12-20 | 2024-04-16 | |
| Marketsense Asset Management Limited | RO | Asset management | 2022-07-27 | 2023-10-31 |
| Rep | Asset management | 2022-06-07 | 2022-07-27 | |
| RO | Asset management | 2021-08-19 | 2021-11-15 | |
| Rep | Asset management | 2021-05-27 | 2021-08-19 | |
| GFH Ace Asset Management (HK) Company Limited | RO | Asset management | 2020-07-17 | 2021-05-20 |
| Tiger Securities Asset Management Company Limited | Rep | Asset management | 2018-10-09 | 2019-12-02 |
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-06-02 | 2016-12-03 |
| Rep | Dealing in securities | 2016-06-02 | 2016-12-03 | |
| SHUN HENG SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-15 | 2012-02-20 |
No HKMA registrations in the collected records.