| Hafoo Securities Limited | RO | Asset management | 2023-12-18 | - |
| RO | Providing automated trading services | 2022-08-19 | - |
| Rep | Asset management | 2020-08-06 | 2023-12-18 |
| RO | Advising on securities | 2019-09-11 | - |
| Hafoo Futures Limited | RO | Advising on futures contracts | 2017-11-21 | - |
| RO | Dealing in futures contracts | 2017-11-21 | - |
| Hafoo Securities Limited | RO | Dealing in securities | 2015-11-09 | - |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Asset management | 2015-06-19 | 2015-10-30 |
| RO | Dealing in futures contracts | 2014-07-16 | 2015-10-30 |
| RO | Dealing in securities | 2014-07-16 | 2015-10-30 |
| Rep | Dealing in futures contracts | 2014-06-06 | 2014-07-16 |
| Rep | Dealing in securities | 2014-06-06 | 2014-07-16 |
| CES Forex (HK) Limited | RO | Leveraged foreign exchange trading | 2011-07-28 | 2014-02-04 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-09-25 | 2014-02-04 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-09-25 | 2011-07-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-09-25 | 2014-02-04 |
| SHUN LOONG FOREX COMPANY LIMITED | RO | Leveraged foreign exchange trading | 2004-09-06 | 2013-05-07 |
| Rep | Leveraged foreign exchange trading | 2003-04-01 | 2004-09-06 |
| SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-07 |
| Rep | Asset management | 2003-04-01 | 2004-07-07 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-07-07 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2010-04-12 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-07-07 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-07 |
| Rep | Asset management | 2003-04-01 | 2004-07-07 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-07-07 |
| Rep | Dealing in securities | 2003-04-01 | 2010-04-12 |