| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | RO | Asset management | 2017-01-04 | 2020-06-05 |
| LUK FOOK FUTURES (HK) LIMITED | RO | Advising on futures contracts | 2015-02-26 | 2024-04-08 |
| LUK FOOK SECURITIES (HK) LIMITED | RO | Advising on securities | 2014-12-16 | 2024-04-08 |
| RO | Asset management | 2014-04-25 | 2024-04-08 |
| LUK FOOK FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2012-09-13 | 2024-04-08 |
| LUK FOOK SECURITIES (HK) LIMITED | RO | Dealing in securities | 2012-09-13 | 2024-04-08 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-09-03 | 2012-09-13 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-09-03 | 2012-09-13 |
| Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2011-09-01 | 2012-08-02 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-02-07 | 2012-08-02 |
| CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2007-01-02 | 2012-08-02 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-01-02 | 2011-09-01 |
| SHUN LOONG FUTURES LIMITED | RO | Dealing in futures contracts | 2004-08-17 | 2012-08-02 |
| Rep | Dealing in futures contracts | 2004-02-04 | 2004-08-17 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-02-04 | 2010-04-12 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-01-30 |
| Rep | Advising on securities | - | 2004-01-30 |
| Rep | Dealing in securities | - | 2004-02-01 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | - | 2004-02-01 |