Personnel Hong Kong SFC License Details (ID 94660)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-10-19	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-10-19	-
SHUN LOONG SECURITIES COMPANY LIMITED	RO	Dealing in securities	2005-10-13	2017-04-25
	Rep	Dealing in securities	2005-05-25	2005-10-13
	RO	Dealing in securities	2004-10-05	2005-05-25
SHUN LOONG CAPITAL LIMITED	Rep	Advising on corporate finance	2004-06-09	2005-03-31
SHUN LOONG FUTURES LIMITED	Rep	Advising on futures contracts	2003-07-17	2004-09-01
	Rep	Dealing in futures contracts	2003-07-17	2010-04-12
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-07-17	2004-06-09
	Rep	Advising on securities	2003-07-17	2004-09-01
	Rep	Providing automated trading services	2003-07-17	2004-09-01
	Rep	Dealing in securities	2003-07-17	2004-10-05
	Rep	Asset management	2003-07-17	2005-01-13
EMPEROR FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-06-12
	Rep	Asset management	2003-04-01	2003-06-12
	Rep	Dealing in futures contracts	2003-04-01	2003-06-12
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on corporate finance	2003-04-01	2003-06-12
	Rep	Advising on securities	2003-04-01	2003-06-12
	Rep	Asset management	2003-04-01	2003-06-12
	Rep	Providing automated trading services	2003-04-01	2003-06-12
	Rep	Dealing in securities	2003-04-01	2003-06-12