| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2022-10-26 | 2025-12-31 |
| HSBC BROKING FOREX (ASIA) LIMITED | RO | Leveraged foreign exchange trading | 2017-09-04 | 2025-12-31 |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2017-09-04 | 2025-12-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2017-09-04 | 2022-10-26 |
| RO | Dealing in securities | 2017-09-04 | 2025-12-31 |
| Bright Fund Management Limited | Rep | Asset management | 2012-03-13 | 2017-07-03 |
| CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2011-10-11 | 2017-07-03 |
| Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2011-08-11 | 2017-07-03 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-05-20 | 2017-07-03 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-08-12 | 2011-10-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-08-12 | 2011-08-11 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-05 | 2010-04-12 |
| SHUN LOONG SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2004-09-06 | 2017-04-25 |
| Rep | Dealing in securities | 2004-06-28 | 2004-09-06 |
| China Reserve Securities Limited | RO | Dealing in securities | 2003-06-12 | 2004-06-16 |
| HUA NAN SECURITIES (HK) LIMITED | RO | Dealing in securities | - | 2003-06-12 |