Personnel Hong Kong SFC License Details (ID 94662)

Personnel Hong Kong SFC License Details (ID 94662)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hafoo Futures Limited	Rep	Advising on futures contracts	2017-12-27	2025-02-28
	Rep	Dealing in futures contracts	2017-12-27	2025-02-28
Hafoo Securities Limited	Rep	Dealing in securities	2017-08-21	2025-02-28
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-03	2014-06-01
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2006-02-03	2014-06-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2014-06-01
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	-	2010-04-12
SHUN LOONG FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-05-20
	Rep	Asset management	-	2004-05-20
	Rep	Providing automated trading services	-	2004-05-20
	Rep	Dealing in futures contracts	-	2010-04-12
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2004-05-20
	Rep	Advising on securities	-	2004-05-20
	Rep	Asset management	-	2004-05-20
	Rep	Providing automated trading services	-	2004-05-20
	Rep	Dealing in securities	-	2014-06-01