Personnel Hong Kong SFC License Details (ID 94667)

Personnel Hong Kong SFC License Details (ID 94667)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	-
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2012-11-21	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2012-03-21	2016-06-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-03-21	2016-06-30
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2008-08-20	2012-03-09
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2007-09-17	2008-03-11
	Rep	Leveraged foreign exchange trading	2003-04-01	2007-08-01