Personnel Hong Kong SFC License Details (ID 94671)

Personnel Hong Kong SFC License Details (ID 94671)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Leeds Fund International Limited	RO	Asset management	2023-10-09	2024-12-20
	RO	Advising on securities	2021-03-15	-
Leeds Securities Investment Limited	RO	Dealing in securities	2021-03-15	-
	Rep	Dealing in securities	2021-01-29	2021-03-15
TSE'S SECURITIES LIMITED	Rep	Advising on securities	2020-12-29	2021-01-15
	Rep	Dealing in securities	2020-12-29	2021-01-15
	RO	Advising on securities	2016-11-09	2020-12-29
	RO	Dealing in securities	2016-11-09	2020-12-29
	Rep	Advising on securities	2012-04-02	2016-11-09
	Rep	Dealing in securities	2010-05-27	2016-11-09