Personnel SFC Licences and HKMA Registrations (ID 94676)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2005-03-07	2009-03-20
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2005-03-07	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.