Personnel Hong Kong SFC License Details (ID 94694)

Personnel Hong Kong SFC License Details (ID 94694)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Glory Sun Securities Limited	Rep	Dealing in securities	2023-11-06	2024-12-09
VICTORY SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-11-08	2023-01-12
Funde Securities Limited	Rep	Dealing in securities	2017-03-20	2018-10-18
Grand China Securities Limited	Rep	Dealing in securities	2015-11-13	2017-02-28
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2015-06-12	2015-11-02
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2009-09-09	2015-06-04