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Shum, Kam Ming 沈錦銘 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 94696)

Shum, Kam Ming 沈錦銘

SFC ID:AVC069

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC fines Sincere Securities Ltd HK$5m for internal control failings

SFC, 15-Aug-2019

Orgs

People

SFC bans Shum Kam Ming forever

SFC, 25-Sep-2017

The matter has been reported to the police.

Orgs

People