Personnel SFC Licences and HKMA Registrations (ID 94722)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RICHES DEPOT SECURITIES CO., LIMITED	Rep	Dealing in securities	2026-11-09	-
WORLDWIDE BROKERAGE LIMITED	RO	Dealing in securities	2021-03-15	2023-11-10
	Rep	Dealing in securities	2021-03-08	2021-03-15
Differ Asset Management Company Limited	Rep	Asset management	2018-08-02	2018-11-30
Differ Financial and Securities Limited	RO	Dealing in securities	2018-02-13	2018-11-30
SINOMAX SECURITIES LIMITED	Rep	Dealing in securities	2016-07-06	2018-01-31
	RO	Dealing in securities	2011-03-21	2016-07-06
	Rep	Dealing in securities	2010-03-01	2011-03-21
WORLDWIDE BROKERAGE LIMITED	Rep	Dealing in securities	2008-08-07	2010-02-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.