Personnel Hong Kong SFC License Details (ID 94724)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOMAX SECURITIES LIMITED	RO	Advising on securities	2016-08-19	-
	RO	Asset management	2016-08-19	-
	RO	Dealing in securities	2008-02-12	-
	Rep	Dealing in securities	2007-11-23	2008-02-12
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2005-06-14	2007-11-16