| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Advising on securities | 2025-02-18 | 2026-09-02 |
| Rep | Asset management | 2025-02-18 | 2026-09-02 |
| Rep | Dealing in futures contracts | 2025-02-18 | 2026-09-02 |
| Rep | Dealing in securities | 2025-02-18 | 2026-09-02 |
| CASH Wealth Management Limited | RO | Advising on securities | 2021-06-21 | 2022-12-04 |
| CELESTIAL COMMODITIES LIMITED | RO | Dealing in futures contracts | 2021-06-21 | 2022-12-04 |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2021-06-21 | 2022-12-04 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2021-05-07 | 2021-06-21 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2021-05-07 | 2021-06-21 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-05-07 | 2021-06-21 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on futures contracts | 2018-04-13 | 2021-01-31 |
| RO | Advising on securities | 2018-04-13 | 2021-01-31 |
| RO | Dealing in futures contracts | 2018-04-13 | 2021-01-31 |
| RO | Dealing in securities | 2018-04-13 | 2021-01-31 |
| Rep | Advising on futures contracts | 2018-01-25 | 2018-04-13 |
| Rep | Advising on securities | 2018-01-25 | 2018-04-13 |
| Rep | Dealing in futures contracts | 2018-01-25 | 2018-04-13 |
| Rep | Dealing in securities | 2018-01-25 | 2018-04-13 |
| Advent Securities (Hong Kong) Limited | RO | Dealing in securities | 2017-06-19 | 2017-11-22 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on futures contracts | 2013-05-16 | 2015-08-31 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | RO | Dealing in securities | 2012-07-19 | 2015-08-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in futures contracts | 2012-04-23 | 2015-08-31 |
| SINOPAC FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | 2009-10-08 | 2014-03-31 |
| RO | Dealing in futures contracts | 2009-10-08 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2009-10-08 | 2015-08-31 |
| RO | Dealing in securities | 2009-10-08 | 2015-08-31 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-08-03 | 2009-10-08 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-08-03 | 2009-10-08 |
| KGI ASIA LIMITED | RO | Dealing in securities | 2007-07-11 | 2009-07-02 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2007-07-11 | 2009-07-02 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2007-07-11 | 2009-07-02 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2006-11-14 | 2007-07-11 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-11-14 | 2007-07-11 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2006-11-03 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2006-11-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2006-11-03 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-02-18 | 2006-11-03 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-18 | 2006-11-03 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-11-21 | 2006-11-03 |
| Ark Securities (Hong Kong) Limited | RO | Advising on securities | 2003-09-23 | 2003-11-05 |
| RO | Dealing in securities | 2003-09-23 | 2003-11-05 |
| Rep | Dealing in securities | 2003-05-30 | 2003-09-23 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2003-05-19 |
| SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-05-17 |
| Rep | Asset management | 2003-04-01 | 2003-05-17 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-05-17 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-05-19 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-17 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-17 |
| Rep | Asset management | 2003-04-01 | 2003-05-17 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-05-17 |
| Rep | Dealing in securities | 2003-04-01 | 2003-05-19 |