| SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on futures contracts | 2013-05-16 | 2013-09-01 |
| RO | Dealing in futures contracts | 2012-04-23 | 2013-09-01 |
| SINOPAC FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | 2006-10-09 | 2013-09-01 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2006-10-09 | 2013-09-01 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2006-08-30 | 2006-10-09 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2006-08-30 | 2006-10-09 |
| SINOPAC FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2005-12-09 | 2013-09-01 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2005-12-09 | 2013-09-01 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-11-10 | 2005-12-09 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-11-10 | 2005-12-09 |
| Rep | Advising on corporate finance | 2005-11-10 | 2007-07-06 |
| Mason Securities Limited | Rep | Advising on corporate finance | 2004-08-19 | 2005-08-19 |
| RO | Dealing in securities | 2004-08-19 | 2005-08-19 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2004-08-19 | 2005-08-19 |
| Mason Securities Limited | Rep | Dealing in securities | 2003-06-10 | 2004-08-19 |