| ZMF Asset Management Limited | RO | Asset management | 2024-07-02 | - |
| RO | Advising on securities | 2021-03-04 | - |
| RO | Dealing in securities | 2021-03-04 | - |
| Rep | Asset management | 2021-03-04 | 2024-07-02 |
| Rep | Dealing in securities | 2020-12-24 | 2021-03-04 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-03-17 | 2020-12-18 |
| Rep | Dealing in securities | 2015-03-17 | 2020-12-18 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Asset management | 2014-06-06 | 2015-03-01 |
| Rep | Dealing in futures contracts | 2013-05-21 | 2015-03-01 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-06-15 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-06-15 | 2015-03-01 |
| Rep | Dealing in securities | 2010-06-15 | 2015-03-01 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2008-03-18 | 2010-05-21 |
| Rep | Dealing in securities | 2005-11-24 | 2010-05-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-11-24 | 2010-05-21 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-08-16 | 2005-11-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-04-26 | 2005-11-18 |