Personnel Hong Kong SFC License Details (ID 94745)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2023-07-31	-
	Rep	Asset management	2023-07-31	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2017-02-13	2020-05-31
	RO	Asset management	2017-02-13	2020-05-31
	Rep	Dealing in securities	2017-02-13	2020-05-31
	RO	Asset management	2016-12-09	2017-02-12
	Rep	Asset management	2016-10-11	2016-12-09
	Rep	Advising on securities	2016-10-11	2017-02-12
	Rep	Dealing in securities	2016-10-11	2017-02-12
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2015-09-04	2016-08-01
	Rep	Asset management	2015-09-04	2016-08-01
	Rep	Dealing in securities	2015-09-04	2016-08-01
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on securities	2013-09-02	2014-07-31
SINOPAC FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2012-01-20	2012-07-11
	RO	Asset management	2012-01-20	2014-03-31
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2012-01-20	2014-07-31
SINOPAC FUTURES (ASIA) LIMITED	Rep	Asset management	2010-06-28	2012-01-20
SINOPAC SECURITIES (ASIA) LIMITED	RO	Asset management	2009-07-08	2014-07-31
SINOPAC FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-07-06	2012-01-20
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2009-07-06	2012-01-20
	Rep	Asset management	2009-05-05	2009-07-08
AISANCE ASSET MANAGEMENT LIMITED	Rep	Asset management	2007-05-28	2009-02-16