| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | - |
| Rep | Dealing in securities | 2017-02-13 | - |
| Rep | Dealing in futures contracts | 2013-05-21 | 2017-02-12 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-04-21 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-04-21 | 2017-02-12 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2011-04-05 |
| CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2008-05-22 | 2010-12-31 |
| Rep | Dealing in securities | 2008-05-22 | 2011-04-05 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2006-06-23 | 2008-05-09 |
| Rep | Dealing in securities | 2006-06-23 | 2008-05-09 |