| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | Asset management | 2018-12-10 | - |
| Rep | Dealing in securities | 2018-12-10 | - | |
| LBN Advisers Limited | Rep | Asset management | 2012-06-12 | 2015-04-11 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-04-15 | 2012-05-30 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-04-15 | 2012-05-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-05-12 | 2011-04-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-05-12 | 2011-04-10 |
No HKMA registrations in the collected records.