Personnel Hong Kong SFC License Details (ID 94755)

Personnel Hong Kong SFC License Details (ID 94755)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Advising on securities	2021-11-02	-
	Rep	Dealing in securities	2021-11-02	-
Quam Securities Limited	Rep	Advising on securities	2019-02-04	2021-06-15
	Rep	Dealing in securities	2019-02-04	2021-06-15
ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED	Rep	Dealing in securities	2016-12-30	2018-11-22
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-05-06	2016-12-30
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2013-03-22	2015-04-09
SINOPAC FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-09	2014-03-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2011-09-09	2015-04-09
	Rep	Dealing in securities	2011-09-09	2015-04-09
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2008-11-12	2011-08-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-09-08	2011-08-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-11-06	2011-08-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-07-26	2011-08-30