| SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in futures contracts | 2017-02-13 | 2017-02-13 |
| RO | Dealing in securities | 2017-02-13 | 2017-02-13 |
| Tung Shing Futures (Brokers) Limited | RO | Dealing in futures contracts | 2016-08-10 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | RO | Dealing in securities | 2016-08-10 | 2017-02-12 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in futures contracts | 2013-11-26 | 2017-02-12 |
| RO | Dealing in securities | 2013-11-26 | 2017-02-12 |
| Rep | Dealing in futures contracts | 2013-05-21 | 2013-11-26 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-06-17 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-06-17 | 2013-11-26 |