| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | - |
| Rep | Dealing in securities | 2017-02-13 | - |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-06-14 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2016-06-14 | 2017-02-12 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2014-10-28 | 2018-02-13 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-05-21 | 2017-02-12 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-10-07 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-10-07 | 2017-02-12 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2009-02-26 | 2010-10-01 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-02-26 | 2010-10-01 |