| Mason Securities Limited | Rep | Dealing in securities | 2013-03-22 | 2014-03-28 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-03-22 | 2014-03-28 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-07-10 | 2012-12-18 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-10 | 2012-12-18 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2012-04-19 | 2012-05-04 |
| Rep | Dealing in securities | 2012-04-19 | 2012-05-04 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-04-12 | 2012-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-04-12 | 2012-03-31 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-03-23 | 2011-03-25 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-23 | 2011-03-25 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-11-12 | 2011-03-21 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-11-12 | 2011-03-21 |